Job Decription:
Our client is a prestige Wealth Management Consultancy based in Suffolk and provides bespoke independent financial advice, to companies and financial planning and wealth management services to private individuals. They have established an enviable reputation with the clear objective of providing, quite simply, the best levels of customer service in the financial services profession.
Role details:
Identify and contact potential clients, gather sufficient client information and identify client needs.
Analyse information gathered and undertake sufficient research to make suitable recommendations.
Keeping up to date with new products, technical or legislative changes within marketplace
Complying at all times with the Compliance and Training and Competence Procedures of the firm
Complying at all times with the requirements of the Financial Services and Markets Act 2000, and the FSA Principles, Code of Practice for approved persons and rules.
Attain and maintain competent status as defined by the regulator and the firm.
Maintain performance standards in accordance with those outlined in the Key Performance Indicators section of the T & C procedures.
Via self assessment and feedback, identify CPD needs to maintain and enhance competent status and undertake appropriate activity to meet those needs.
To be considered you must hold an approved qualification such as CF 1-5, Full FPC or CEFA and be signed off as Competent Adviser Status (CAS)
.